木曜日, 12月 05, 2019

Modern monetary theory and post-Keynesian economics Marc Lavoie

real-world economics review
 Issue no. 89 Modern monetary theory and its critics       1 October 2019    
http://taxresearch.org.uk/Documents/RWER89.pdf#page97

https://nam-students.blogspot.com/2019/12/post-keynesian-economics-marc.html
https://translate.google.com/translate?sl=en&tl=ja&u=https%3A%2F%2Fnam-students.blogspot.com%2F2019%2F12%2Fpost-keynesian-economics-marc.html


Modern  monetary  theory  and post-Keynesian economics
Marc  Lavoie
    [University  of  Ottawa and University  of  Paris  13  (CEPN)] Copyright:  Marc  Lavoie  2019  
 You  may  post  comments  on  this  paper  at   https://rwer.wordpress.com/comments-on-rwer-issue-no-89/ 

1.  Introduction I  have  already  provided  a  detailed  analysis  of  modern  monetary  theory  (MMT)  in  a  previous article,  titled “The monetary  and fiscal  nexus  of  neo-chartalism:  a friendly  critique”  (Lavoie 2013).  Readers  who  wish  to know  more about  my  views  on MMT  (or  neo-chartalism  as  it  was first  called)  are invited to give a look  at  this  earlier  article.  Its  title still  reflects  my  opinion:  I  don’t think  that  I  would change  much of  it  if  I  were to revise it  today.  So I  will  limit  myself  to a small number  of  observations  in  this  paper,  many  of  which  are  inspired  by  very  recent  writings  by MMT authors. In what  follows,  I  shall  deal  with three themes.  First,  what  is  the relationship between MMT  and post-Keynesian theory? This  is  a question  which I  often get  asked when the topic  of  MMT arises.  Second,  what  is  new  with  MMT? This  is  a  crucial  question  since  MMT  is  often  considered as  being  a  new  and  revolutionary  school  of  thought.  Third,  I  will  discuss  the  fact  that  MMT  is made  up  of  two  different  frameworks,  depending  on  whether  the  central  bank  and  the government  are consolidated into a single entity.  These three questions  are  interrelated,  so the sections  that  follow  are to  some extent  arbitrary. 2.  MMT  as  part of Institutionalist post-Keynesianism Let  us  start  with the first  issue.  MMT,  to me,  is  just  part  of  post-Keynesian  economics.  I  would classify  MMT  advocates  as  Institutionalist  post-Keynesians,  because they  are  very  much concerned  with monetary  and financial  institutions,  and in particular  the institutional  links between  the  government  and the central  bank.1  Indeed,  MMT  authors  have themselves  made this  clear,  as  Fullwiler,  Kelton and  Wray  (2012,  p.  25)  have asserted:  “We have  never  tried to separate our  “MMT”  approach from  the heterodox  tradition  we share  with Post  Keynesians, Institutionalists  and  others.  We have  tried to  extend  that  tradition  to study  the  “nature”  of “modern”  money”.  Besides  financial  instability,  MMT  authors  have  also paid quite  a  lot  of attention  to the  payment  system,  that  is,  the  clearing  and settlement  process  in  a monetary economy.  This  is,  in  my  opinion,  their  main contribution,  both to monetary  theory  at  large  and to post-Keynesian economics  in particular:  to show  and analyze  the  links  between the central bank  and  the  government  within  the  context  of  the  payment  system.  Other  post-Keynesians known  for  their  analysis  of  endogenous  money,  for  instance  Basil  Moore  (1988),  had  instead focused on  the  links  between the central  bank  and the  private sector  or  on those  between  banks and other  agents.   1The main  MMT  authors  –  Randall  Wray,  Matt  Forstater,  Stephanie  Bell-Kelton,  Pavlina Tcherneva, Andrew  Watts,  Eric  Tymoigne  –  were all  tied to  post-Keynesian economics  from  the very  start.  The only exceptions  would  be  Scott  Fullwiler,  who  came  from  the  Institutionalist  tradition,  and  William  Mitchell,  who was  closer  to  the  Marxian tradition.  After  all,  Randall  Wray,  as  well  as  Jan  Kregel,  the  latter  having also in the past  given his  support  to  MMT,  are both the editors  of  the  Post  Keynesian  Journal  of  Economics! Ironically,  it  is  MMT’s  most  ardent  critic  –  Tom  Palley,  when  using  the  term  structural  Keynesianism  –  who has  avoided  the  post-Keynesian label.   

 MMT authors  have thus  clarified a part  of  the monetary  analysis  that  had been mostly  left  aside by  post-Keynesians.  MMT  advocates  have  also  made  new  policy  proposals,  such  as  the  job guarantee  program  or  buffer  stock  employment,  where  the  State  acts  as  an  employer  of  last resort  and  hence  where  expansionary  fiscal  policy  is  concentrated  in  the  geographic  areas where unemployed rates  are high,  instead of  spreading money  in  all  areas,  even  those  where unemployment  rates  are  relatively  low,  thus  leading  to  what  some  have  called  Spatial Keynesianism.  As  an  aside,  MMT  authors,  like  most  post-Keynesians,  are  not  favourable  to proposals  tied to a Universal  Guaranteed  Income.   While MMT  authors  have recognized on a number  of  occasions  that  the MMT  approach is  part of  Institutionalist  post-Keynesianism,  references  to post-Keynesian economics  over  the last  few years  have  been rather  scarce.  Still,  despite MMT  authors  apparently  operating  en  vase clos, there has  been positive spin offs  for  post-Keynesian economics  as  a number  of  students  have told  me  that  they  became  aware  of  post-Keynesian  economics  through  their  exposure  to  the MMT  literature.  The  apparent  present  reluctance  of  MMT  authors  to  refer  to  antecedent  postKeynesian  works  in  macroeconomics  or  monetary  theory,  with  a  few  exceptions  such  as  the works  of  Hyman  Minsky  and  Wynne  Godley,  can  perhaps  be  explained  by  the  fact  that  most critiques  of  MMT  claims  or  policy  proposals  initially  arose from  insiders,  that  is,  from  the postKeynesian camp.  This  is  to be expected since  early  MMT  authors,  at  least  until  2008 but  even until  very  recently,  presented their  views  mostly  to post-Keynesian audiences  at  conferences, and  also  because  these  authors  dealt  with  monetary  and  fiscal  issues  that  were  close  to  the heart  of  other  post-Keynesian scholars.   MMT authors  have sometimes  expressed surprise when  subjected to these critiques:  they  could not  understand  why  fellow  post-Keynesians  would  not  fully  endorse  the  MMT  approach,  while at  the same time  feeling that  the critics  did not  fully  grasp the significance  of  MMT  writings.2  To understand  this  tension  and  many  of  the  debates  around  MMT,  it  is  important  to  realize  that MMT is  essentially  situated  at  two levels.  This  is  what  I  discuss  next. 3.  Two  MMT  frameworks First,  there is  the story  for  the sophisticated reader  or  the scholarly  researcher,  what  Fullwiler, Kelton  and  Wray  (2012)  –  three  key  contributors  to  MMT  –  call  the  specific  case.  This  is  the story  which is  exactly  right  and  with  which I  am  in full  agreement.  Different  countries  have different  institutions  with different  specificities,  and small  differences  or  small  changes  may  lead to  substantial  consequences  with  regards  to  the  monetary  and  fiscal  nexus.  Then  there  is  a second story,  which MMT  writers  call the  “general”  case,  which  is  designated for  a  more popular consumption,  for  instance blog readers.  This  is  the story  with  which I  am  not  at  ease,  and  which justifies  the title of  my  2013  article.   This  second story  differs  from  the first  one because  it  assumes  the consolidation of  the central bank  and  the  government  into  a single unit.  This  story  is  assumed to apply  to  all  countries  that have a  “sovereign currency”.  Being  a sovereign  currency  is  not  a  bimodal  issue.  There are degrees  of  sovereignty,  the  highest  being a  country  where:  the  domestic  currency  is  the  unit  of account;  taxes  and  government  expenditures  are  paid  in  this  domestic  currency;  the  central 2“Interestingly,  the economists  seeking to discredit  MMT  have not  been confined to those working within the mainstream  tradition  (New  Keynesian or  otherwise).  Indeed,  considerable hostility  has  emerged from those who identify  as  working  within the  so-called Post  Keynesian tradition,  even  if  that  cohort  is  difficult to  define clearly”  (Mitchell,  22  August  2016). 

bank  is  unhindered by  self-imposed  regulations  and  can  buy  whatever  it  wishes;  there  are  no constitutional  limits  or  rules  on  public  debt  or  public  deficits;  the  public  debt  as  well  as  private debts  of  the domestic  economy  are  labelled  in the  domestic  currency;  there  is  a floating exchange  rate regime.   Some post-Keynesians,  notably  Tom  Palley  from  what  I  recall  from  conversations  with him, initially  feared  that  the  MMT  claims  based on  the  general  story  might  hurt  the  reputation  of  postKeynesianism  and heterodox  economists,  as  they  felt  that  those claims  were overly controversial.  A  number  of  post-Keynesians,  while  recognizing  the  contribution  of  neochartalists  to  monetary  and  macroeconomic  theory,  thought  that  it  would  be  best  for  MMT  to abandon the story  based on  the general  case,  or  else to  present  the consolidation of  the central bank  and the government  into a single entity  as  an objective  to be achieved through institutional change,  which  also seems  to be the interpretation  given by  a few  MMT  authors  such as Tymoigne and  Wray (2015),  instead of  an actual  feature  of  economies  upon which policy  advice could be offered.   However,  it  must  be  granted  that  the  story  based  on  the  so-called  general  case,  combined  to the  assumption  of  the  highest  degree  of  sovereignty,  works  well  in  the sense that  it  arrives  at striking conclusions,  which attract  the  attention  of  and  are  easy  to  understand for  noneconomists.  In my  opinion,  this  is  not  the  only  reason for  the success  of  MMT,  on  the blogosphere and elsewhere.  Its  proponents  have been incredibly  active on  all  social  media to spread their  views,  and they  have benefitted from  a  breakthrough  when Stephanie Kelton became an economic  adviser  of  Bernie Sanders  during  his  electoral  campaign in 2016. Changing the name from  neo-chartalism  to  modern money  theory  or  modern  monetary  theory was  also  an  astute marketing move:  who could  object  to something  which  is  modern? Still,  however  attractive  and  persuasive  the  story  based  on  the  general  case  can  be  to  noneconomists,  it  sounds  like an over-simplification,  or  even a counterfactual  description,  to mainstream  economists  and a number  of  heterodox  economists  who only  access  this  story.  As MMT has  got  ever  more into  the  limelight,  especially  since the beginning  of  2019,  critiques  have arisen from  new  corners:  Besides  post-Keynesians,  other  heterodox  economists  –  mainly Marxist  economists,  for  instance  Gerald  Epstein (2019)  –  have started to pay  attention  to  MMT policy  proposals,  focusing on their  political  feasibility,  while journalists  have solicited the opinion of  mainstream  economists  with regards  to the validity  of  MMT.  Not  surprisingly,  with a few exceptions  such as  Brad DeLong,  they  have  been  highly  dismissive,  usually  without  reason.   Famous  mainstream  authors  have argued  that  MMT-based policies  would be a  recipe for disaster  or  would  pose  a  great  danger  to  the  economy,  their  opinion  being  based  either  on  a misunderstanding of  MMT  or  on the oversimplified  version that  can be quickly  accessed on the web,  as  well  as  illustrating their  usual  bias  against  anything  looking  like non-mainstream economics.  According to  Mitchell  (2019,  March 7),  these mainstream  critics  “all  essentially followed the same pattern  –  little citation,  false constructions,  idiotic  inferences”.  Bankers  and financial  advisors  sometimes  provide  a  more nuanced opinion,  a few  of  them  even  a  highly positive  one  as  they  felt  the  MMT  story  allowed  them  to  understand  what  otherwise  seemed like puzzling evolutions  of  the financial  sector.  Central  bankers,  to keep their  respectability, tended  to  take  the  line  of  mainstream  economists.  The  latter  often  commented  that  MMT  did not  provide  a full-blown macroeconomic  theory.  All  of  this  should  induce  MMT  authors,  now  that they  have attracted  the  attention of  politicians  and  the  general  public,  to renew  with their  postKeynesian  roots,  realizing  that  other  heterodox  economists  are  their  best  allies,  and  not  their foes,  if  they  wish to convince power  makers  of  the completeness  of  their  approach. 

4.  Common  MMT  and  post-Keynesian  beliefs   MMT  is  without  a  doubt  part  of  the post-Keynesian  tradition.  Besides  the link  between the government  and the central  bank,  as  well  as  a few  claimed novelties,  such  as  the  MMT  view  of the  Phillips  curve,  the implicit  MMT  macroeconomic  theory  relies  on  post-Keynesian macroeconomics  and its  belief  that  the market  cannot  be left  on  its  own  and thus  must  be tamed;  MMT  relies  on a  credit-creation view  of  banking  –  the endogenous  money  view  of  postKeynesians,  more specifically  I  would say  the  horizontalist  view  –  where  banks  are special financial  institutions  which  are something more than  financial  intermediaries  and  where  central banks essentially  pursue  defensive  operations;  there are obvious  similarities  between the  circuit of  State  money  as  described by  MMT  authors  and  the  circuit  of  private money  as  described  in the Franco-Italian post-Keynesian monetary  circuit  approach;  MMT  authors,  just  like (almost  ?) all  post-Keynesians  reject  100 percent  reserve-related  schemes  that  have regained popularity since 2008;  both  MMT  and  post-Keynesian  economists  believe that  fiscal  policy,  not  monetary policy,  should be the main tool  to stabilize the  economy,  and hence that  quantitative easing is unlikely  to jump-start  the economy.3  They  also favour  functional  finance  à  la  Abba Lerner,  or  at least  some version of  it. MMT  authors  and post-Keynesians  alike reject  the following statements,  often heard from politicians,  pundits  and several  mainstream  authors:  the government  will  run out  of  money;  the government  will  go broke;  the  government  should run  its  finances  like a household;  government deficits  bring  higher  interest  rates;  government  deficits  take savings  away  from  the  private sector  and  lead  to  crowding out,  and  hence  a reduction  in  private  consumption  and  private investment.  As  Mitchell  (22  August  2016)  puts  it,  “While Post  Keynesians  rejected the so-called mainstream  ‘crowding  out’  theories  (where  fiscal  deficits  are  alleged  to  push  up  interest  rates and stifle  private  investment),  MMT  provides  new  ways  of  understanding  why  crowding out cannot  occur  in  a  modern (fiat)  monetary  system”.  Thus  there  is  a  lot,  both  on  the  positive  and negative sides,  that  MMT  advocates  and post-Keynesian authors  agree  upon.   When  asked  at  the  June  2019  Bilbao  conference  on  Economic  Developments  in  Theory  and Policy  about  the relationship between  MMT  and  post-Keynesian economics,  Éric  Tymoigne,  an advocate  of  MMT  and  a former  student  of  Randall  Wray,  responded that  MMT  and postKeynesian theory  were  the same,  with  MMT  adding  the analysis  of  the  links  between  the Treasury,  the  central  bank  and  the  payment  system.  This  to me sounds  like a fair  assessment, even though some post-Keynesians  may  disagree  with a number  of  key  MMT  propositions.  A scholar  cannot  expect  that  another  scholar  with a similar  background will  necessarily  agree  with every  one of  his  or  her  propositions  being put  forward.  For  instance,  it  seems  to  me that  there is  quite  a  bit  of  room  for  discussing  the  unforeseen  consequences  or  the  difficulties  that  are likely  to  be  met  when  implementing  the  job  guarantee  program,  its  likely  effect  on  wages  and prices,  the proper  version of  the Phillips  curve,  and finally  whether  flexible exchange rates  truly provide  more room  for  fiscal  and  monetary  policies  in  countries  whose  currency  is  not  high  in the hierarchy  of  monies  and  where,  besides  the  issue of  the exchange rate,  the degree of currency  sovereignty  is  not  high.   3As  an  example  of  how  close  the  monetary  theories  of  MMT  and  (at  least  some  versions)  of  postKeynesian  economics  are,  readers  are  encouraged  to  compare  the  analysis  of  Lavoie  (2010)  and  that  of Fullwiler  (2013),  and  see  for  themselves  that  they  are  quite  similar  when discussing the  implications  of quantitative easing  and  of  the  move towards  a monetary  framework  based  on the floor  system.   

5.  Gone is the  reference to  post-Keynesianism!   Still,  in  the  new  textbook  designed  for  introductory  or  intermediate  macroeconomics  that  has just  been  published  by  Mitchell,  Wray  and  Watts  (2019),  MWW  from  now  on,  post-Keynesian economics  is  nearly  absent.  I  lacked  time  to  give  the  book  a  really  good  look,  but  I  noted  the following.  MWW  (2019,  p.  17)  start  by  pointing  out  that  “Modern  Money  Theory,  falls  within the heterodox  camp.  Indeed it  rests  upon  the  foundations  of  many  of  the heterodox  traditions”.  It  is then  said that  “the  three  most  important  of  these schools  of  thought  are the  Marxist…,  the Institutionalist,  and the  Keynesian (followers  of  John  Maynard  Keynes)”  (ibid,  p.  6).  MWW  feel obliged to  add  a caveat  in a footnote,  saying that  “Many  of  those  who call  themselves ‘Keynesian’,  as  well  as  the approach that  is  often  presented in  economic  textbooks  as ‘Keynesian theory’,  are not  heterodox”  (ibid,  p.  17). At  this  stage  one  wonders  why  MWW  did not  explicitly  clarify  that  the  Keynesian  authors  they had  in  mind belong  (mostly  or  entirely)  to  the  post-Keynesian school  of  thought.  The more so since,  according  to MWW,   “MMT  is  …  based  on  what  is  known  as  a  stock-flow  consistent  approach  to macroeconomics  by  which  all  flows  and  resulting  stocks  are  accounted  for  in an  exhaustive  fashion.  The  failure  to  adhere  to  a  stock-flow  consistent approach can  lead  to  erroneous  analytical  conclusions  and poor  policy  design” (ibid,  p.  15).   The stock-flow  consistent  approach  is  at  the heart  of  post-Keynesian  economics  since the mid1990s,  and  it  was  a critical  contribution of  Godley  and  Cripps  (1983). To add  insult  to  injury,  in  the index  (ibid,  p.  570),  under  “post-Keynesian school”,  we  are told to look  at  “schools  of  economic  thought”.  However,  the  entry  (ibid,  p.  571)  has  long  sub-entries devoted  to  New  Keynesian  economics,  the  New  monetary  consensus  and  the  Real  business cycle theory,  but  post-Keynesian economics  is  nowhere to be found.  MWW  do  mention the works  of  a few  post-Keynesians  (mine  included)  in the  short  list  of  references  that  they  offer  at the end  of  each chapter.4  However,  when  it  comes  to identify  the “best-known  early  PostKeynesians”,  among  the  half-dozen  names  being  offered,  one  finds  Thomas  Rymes  (ibid,  p. 437).  Now  Rymes  is  the  teacher  who  first  introduced  me  to  post-Keynesian  economics,  and  I became  his  colleague  and  a  tennis  partner;  he produced  two excellent  books  on  the consequences  of  the Cambridge capital  controversies  for  the measure of  technical  change  and he  edited  a  synthesis  of  the  lecture  notes  taken  by  various  students  when  Keynes  was  writing the  General  Theory.  In  addition  he  was  among  the  few  economists  with  an  understanding  of the clearing  and settlement  system,  about  which  we  had several  discussions.  So I  feel  grateful that  he  was  included among  the best-known  early  post-Keynesians.  But  from  experience  when mentioning  his  name  to  colleagues  or  doctoral  students,  I  can  attest  that,  unfortunately,  he  is not  well-known! Post-Keynesians,  as  well  as  MMT  authors,  often complain  that  mainstream  authors  take hold of  their  ideas  without  proper  acknowledgment.  It  would  be  unfortunate  that  the  same  occurs within heterodoxy. 4To be  fair,  I  must  add  that  a  few  pages  are  also  devoted  to  Keynesian  and  post-Keynesian  theories  of the business  cycle,  but  as  I  said previously,  I  lacked time to read them  carefully. 

6.  Credit to  be  given  where  credit is  due While MMT  scholars  often get  irritated  by  the critiques  being  put  forth by  their  fellow  postKeynesians,  sometimes  rightly  so  when  these critiques  seem  to rely  more  on  neoclassical theory  than  on established  post-Keynesian  lines  –  post-Keynesians  themselves  feel  irritated  by assertions  occasionally  made by  some key  MMT  contributors.   Bill  Mitchell  writes  thousands  of  words  nearly  every  day  on his  blog,  so  he can  certainly  be excused for  putting forth exaggerated claims  now  and then.  While one can certainly  agree with Mitchell’s  (23  July  2019)  statement  that  “MMT  is  a  superior  paradigm  for  understanding  how the monetary  system  actually  operates  in comparison to  the mainstream  logic”,  or  even perhaps that  “The MMT  economists  are delivering the alternative paradigm  in  macroeconomics.  No other  challenge  to the  mainstream  has  succeeded  and  the  heterodox  tradition  just  became lost in peripheral  issues.  MMT  is  front  and central  macroeconomics  and the mainstream  cannot deal  with  it”,  it  is  rather  hard  to swallow  statements  to  the effect  that  “MMT  economists  were the first  in the modern era to point  out  that  loans  create deposits  not  the other  way  around”  (16 July 2019).  Reverse causality,  linking credits  to  deposits  and then to reserves,  were the  mainstay  of post-Keynesianism  ever  since Le Bourva in  1959,  Kaldor  in 1970 or  Moore  in 1979,  way  before any  MMT  writing.   Mitchell  next  adds  that  “You  will  never  find  that  proposition  in  the  standard  macroeconomics textbooks”,  meaning  the  reversed  causality  between  loans  and  deposits.  The  proposition  can however  be found  in  the  introductory  macroeconomic  textbooks  of  Baumol,  Blinder,  Lavoie  and Seccareccia  (2010)  as  well  as  that  of  Dullien  et  al.  (2018).5  Similarly,  when  Mitchell  (15  July 2019)  writes  that  some  central  bankers  finally  acknowledge  “what  Modern  Monetary  Theory (MMT)  economists  have been pointing out  for  more than two  decades  –  that  the  accumulation of  household  debt  ultimately  becomes  a  brake  on  spending  growth”,  he  seems  to  forget  that this  proposition  has  been  put  forward  by  a  long  list  of  post-Keynesian  economists,  including Godley  and Lavoie  (2007)  and even Palley  (1996)! Mitchell  often  complains  that  MMT  advocates  have  been misunderstood  by  their  critics.  When an objection is  made by  some  serious  observer  of  MMT,  Mitchell  or  his  fellow  MMT  advocates usually  claim  that  the critic  fails  to  understand the intricacies  of  MMT,  the true  intent  of  its scholars,  or  that  the  entire  MMT  literature  has  not  been  properly  ascertained.  The  complaint could be reversed however.  Mitchell  asserts  that  post-Keynesians  are deficit  doves,  who are in favour  of  deficit  rules  and  who  have  “become  trapped  into  thinking  that  deficits  in  downturns must  be offset  by  surpluses  in upturns  to stabilise public  debt”  (Mitchell,  25 August  2016).  This allows  Mitchell  to claim  that  the “body  of  MMT  work  is  clearly  novel  and  improves  on the  extant Post  Keynesian  literature in the  subject  which  was  either  silent  or  lame on these  topics”.6 Mitchell  (12  August  2019)  argues  later  that  “This  tells  me that  we  are entering  a period  of  fiscal dominance,  which  will  represent  a categorical  rejection of  the  mainstream  macroeconomics 5Indeed,  Godley’s  three  balances,  dear  to  MMT  authors  and  many  other  post-Keynesians,  can  also  be found  in  the  Baumol  et  al.  (2009)  textbook  under  the name of  the fundamental  identity,  and  it  was  already to be found in the previous  American editions  by  Baumol  and Blinder.  This  may  be because Blinder  did have contacts  with Godley. 6It  can  be  pointed  out  that  Mitchell  uses  the  spelling  advocated  by  Paul  Davidson,  that  is,  Post  Keynesian economics,  a  spelling  which  is  normally  associated  with  the  fundamentalist  branch  of  post-Keynesianism, whose authors  often  did  not  accept  that  central  banks  were essentially  pursuing defensive tasks  (as argued  by  MMT  and “horizontalist”  authors  such  as  Basil  Moore and Alfred Eichner). 

consensus  that  has  dominated  policy  making  since  the  1980s  –  the  neoliberal  era.  More  and more  people  will  start  to  achieve  an  understanding  of  the  main  precepts  of  Modern  Monetary Theory  (MMT)  as  a  result  because  our  framework  is  the  only  macroeconomics  that  has  been advocating this  shift”. I  may  be  wrong,  but  it  seems  to  me  that  post-Keynesian  authors,  such  as  Sawyer  (2011),  or Fazzari  (1993-94)  and James  Galbraith (1993-94)  in  the mid-1990s,  were far  from  being deficit doves  and  were advocating  the  abandonment  of  monetary  dominance  in favour  of  fiscal  policy, as  well  as  presenting  views  on fiscal  policy  that  were  very  close to  those  of  MMT  and functional finance.  Besides,  most  of  the post-Keynesian colleagues  to  whom  I  talk  object  to  fiscal  rules. On a related  topic,  while Mitchell  recognizes  that  post-Keynesians  also object  to the crowdingout  argument,  he  believes  that  they  do  so  for  the  wrong  reasons,  based  either  on  a reinterpretation  of  the  IS/LM  framework,  where  the  government  has  the  capacity  to  monetize the  deficit  or  through  access  to  international  financial  markets.  The  true  reason  for  rejecting crowding out,  Mitchell  (25  August  2019)  says,  is  to  be found  in an explicit  analysis  of  the payment  system  that  includes  the relationship  between the  government,  the central  bank  and the  banks.  In  the  following  statement  Mitchell  seems  to  imply  that  the  extant  post-Keynesian literature  has  learned nothing on this  issue  over  the  last  20  years: “Where MMT  departs  from  this  literature  is  to explicitly  integrate bank  reserves into  the  analysis  in  a  way  that  no  previous  Post  Keynesian  author  has attempted.  The MMT  framework  shows  that  far  from  placing upward pressure on  interest  rates,  fiscal  deficits  in fact,  set  in  place  dynamics  that  place  pressure on  interest  rates  in  the  opposite  direction.  You  will  not  find  that  result  in  the extant  Post  Keynesian  or  mainstream  literature…  Even the  Post  Keynesian economists  consider  crowding  out  to  be  overcome  by  the  government’s capacity  to  print  money”  (Lavoie,  2014). It  is  nice  of  Mitchell  to make a reference  in  his  blog  to  my  2014 book  on  post-Keynesian economics.  However  credit  must  be given  where  credit  is  due.  While  MMT  advocates  Warren Mosler  and Randall  Wray  (1998)  were the first  to claim  that,  all  else equal,  a  government  deficit would put  downward  pressure on  the  overnight  rate,  this  analysis  was  quickly  picked  up  by myself  (Lavoie 2003)  and other  fellow  post-Keynesians.  In contrast  to  what  Mitchell  asserts,  my 2014  book  explains  in  detail  why  the  government  deficit  leads  to  downward  pressures  on  the overnight  rate.  In  addition,  in the  introductory  macro textbook  that  Mario Seccareccia and  I adapted to the Canadian market,  the same analysis  is  provided in  very  explicit  terms  (Baumol et  al.,  2009).  This  thus  came  ten  years  before MWW.   Furthermore,  the  story  being told by  Mitchell  is  incomplete.  While it  is  true that  government deficits  put  downward  pressures  on  the  overnight  interest  rate,  things  are  more  complicated when  it  comes  to other  rates,  for  instance  longer-term  rates.  With the  help  of  a relatively  simple stock-flow  consistent  model  that  incorporates  several  endogenous  interest  rates,  Lavoie  and Reissl  (2018)  show  that  a  government  deficit  may  or  may  not  lead to an  increase in these  other rates,  depending  on the  value of  various  parameters  as  well  as  those  tied to portfolio decisions. Of  course this  result  depend on the chosen model  and  its  assumptions,  but  I  believe that  a  wide variety  of  models  would come  to the same  conclusion.  Thus,  as  argued earlier,  MMT  needs  to go  beyond  the  institutional  analysis  of  the  payment  system  which  is  its  forte,  and  incorporate the findings  and  tools  of  post-Keynesian  economics  if  it  wishes  to  provide  a  fully  consistent macroeconomic  theory.  The example  being  provided here  is  directly  related  to monetary

economics,  but  a  lot  also  needs  to  be  said  about  other  aspects  of  macroeconomics  such  as growth theory  or  technical  progress,  not  forgetting microeconomics  and pricing  theory.   7.  The  consolidation  issue I  will close  this  paper  by  going back  to the consolidation  issue.  This  has  been  a subject  of contention  between  MMT  authors  and  their  post-Keynesian  critics  from  the  very  beginning,  as can be  ascertained by  reading the  earlier  comments  on MMT  by  Mehrling (2000)  and Rochon and Gnos  (2002)  as  well  as  my  2013 paper.  In a blog where Mitchell  (22 August  2016)  outlines the  new  features  of  MMT  relative  to  mainstream  theory  and  post-Keynesian  theory,  he  writes that  some post-Keynesians,  meaning Lavoie (2013)  and Fiebiger  (2012),  “have claimed MMT presents  a  fictional  account  of  the  world  that  we  live  in  and  in  that  sense  fails  to  advance  our understanding  of  how  the  modern  monetary  system  operates  ….  Marc  Lavoie (2014)  seems  to think  this  criticism  is  important  enough to devote a  whole section  in  his  book  to repeating  it”.  In fact  I  devote  less  than  15  lines  to  the  issue  of  whether  consolidation  is  appropriate  in  a  book  of nearly  600  pages.   In  my  friendly  critique  of  neo-chartalism,  after  having  noted  that  under  most  circumstances  it did  not  really  matter  whether  the  central  bank  was  purchasing  government  securities  on  the primary  or  the secondary  markets,  I  asked the following  question:  “But  then,  if  it  makes  no difference,  why  do  neochartalists  insist  on  presenting  their  counter-intuitive  stories,  based  on an  abstract  consolidation  and  an  abstract  sequential  logic,  deprived  of  operational  and  legal realism?”  (Lavoie,  2013,  p.  17).  Bell  and  Wray  (2002-2003)  had  previously  provided  an answer that  was  mildly  satisfying.  Their  argument  was  that  the  whole  rigmarole  around  the  Treasury being prohibited to  have  direct  access  to central  bank  money  –  a self-imposed constraint  --  was to avoid  large shifts  in  bank  reserves  when  the  Treasury  was  actually  deficit  spending.  The constraints  helped  to  coordinate  the  activities  of  the  Treasury  with  those  of  the  central  bank. Consolidation  helped  to  understand that  the  government  faced no  financial  constraint  and hence  could  never  run  out  of  money,  at  least  in  the  case  of  a  sovereign  currency.  Mitchell  (1 May  2019)  in  his  response  to  the  critiques  of  Gerald  Epstein  based  on  the  apparent independence  of  central  banks,  first  uses  a  similar  argument,  claiming  that  “the  central  bank and  the  treasury  departments  work  closely  together  on  a  daily  basis”.  Of  course,  a  counterargument  would  be  that  collaboration  and  information  exchanges  between  two  parties  do  not mean that  they  act  as  a single consolidated  institution. Mitchell  (22  August,  2016)  provides  a  much  better  and  interesting  answer  to  my  question,  an answer  which  is  repeated in an identical  form  in Mitchell  (1 May,  2019).  He argues  that  critics “have  failed to  understand the intent  of  the  MMT  consolidation of  the central  bank  and treasury functions  into  a  whole  government  sector”.  The intent,  according  to  Mitchell,  is  that  governments have “erected  elaborate  voluntary  constraints  on  their  operational  freedom  to obscure  the  intrinsic  capacities  that  the  monopoly  issuer  of  the  fiat  currency possessed….  These  accounting  frameworks  and  fiscal  rules  are  designed  to give  the  (false)  impression that  the  government  is  financially  constrained  like a household.”   Mitchell  then proceeds  to an interesting analogy  with  Marx,  arguing  that  “In the same way  that Marx  considered the  exchange  relations  to  be  an  ideological  veil  obscuring the intrinsic  value 

relations  in  capitalist  production  and the creation of  surplus  value,  MMT  identifies  two  levels  of reality”.  Those two levels  of  reality  are the two  levels  that  I  identified earlier  under  the names  of the  general  and specific  cases.  The general  case  is  there,  Mitchell  says,  “to strip  away  the  veil of  neo-liberal  ideology  that  mainstream  economists  use  to  restrict  government  spending”  and for  the reader  “to  understand that  such  a  government  can  never  run  out  of  the currency  it  issues and has  to  first  spend that  currency  into existence before it  can ever  raise taxes  or  sell  bonds to the users  of  the currency  –  the non-government  sector”.  Once this  is  understood,  the existing framework,  with  all  its  self-imposed constraints,  can  be looked at  from  an entirely  different viewpoint.   I  am  somewhat  seduced  by  this  justification for  the  preliminary  use  of  the consolidation hypothesis,  and one that  indeed I  had not  considered before.  Still,  once this  is  done,  the specific reality  comes  into  being  and must  be tackled,  and  has  often been  tackled  by  MMT  authors.  The two  cases,  the  general  and  the  specific,  must  be  clearly  differentiated,  and  in  my  opinion,  the most  outrageous  statements  –  such  as  the  government  does  not  need  to  borrow  to  spend  or the  government  must  run a  deficit  for  the supply  of  base money  to  increase,  must  be  left  aside when discussing real  policy  issues.7  As  mentioned  earlier,  the consolidation of  the central  bank and  the  government  into  a  single  entity  should  enter  the  policy  debate  as  an  objective  to  be achieved through  institutional  change,  and not  as  an  actual  feature of  the  economy  upon  which policy  advice could be  offered. 8.   Conclusion There is  no doubt  that  MMT  provides  a key  contribution to monetary  and macroeconomic theory.  Its  contribution resides  essentially  in the analysis  and understanding of  the  relationship between  the  government,  the  central  bank  and  banks  within  the  payment  system,  at  least  as understood  within  what  MMT  authors  call  the specific  case.  This  analysis  goes  beyond the standard  approach  in terms  of  budget  constraints.  This  cannot  be  disputed.  One  can certainly fully  agree  with  this  contribution  of  MMT,  without  however  endorsing the so-called  general  case, which needs  to be associated  with a substantial  degree of  currency  sovereignty.  Similarly,  it  is possible to fully  subscribe to the  analysis  based  on  the  specific  cases  while  doubting that  a  job guarantee  program  as  advocated  by  MMT  economists  will  simultaneously  generate  full employment  and  price stability,  especially  if  this  is  accompanied by  a  depreciating  currency  and a target  overnight  interest  rate set  at  zero.   I  hesitate  to  say  that  MMT  views  are  post-Keynesian  views  pushed  to  the  extreme,  because the  horizontalist  version  of  the  endogenous  money  theory  to  which  I  have  always  subscribed was  considered  to  be  extreme by  a  majority  of  fellow  post-Keynesians  in  the 1980s  and  1990s, until  central  banks  started  to  explicitly  target  interest  rates  and  until  central  bankers  themselves adhered to it  (Bindseil  and  König,  2013).  Who  knows  how  close to reality  the so-called general 7Similarly,  I  sometimes  feel  that  the  fundamental  identity  underlined  by  Godley  is  being  misrepresented. The private domestic  part  of  the three  balances  reflects  the  financial  saving of  the private domestic  sector. In a closed economy,  because the identity  says  that  the  financial  saving of  the private domestic  sector (the  domestic  net  private  lending,  S  –  I)  is  equal  to  the  deficit  of  the  government,  one  is  occasionally  given the  impression that  the  wealth  of  that  sector  cannot  grow  unless  the government  sector  runs  a  deficit. However,  even  if  the  government  budget  is  balanced,  the  wealth  of  the  private  sector  will  also  increase whenever  that  sector  is  investing into real  assets.  Wealth  is  composed  of  real  and financial  assets.  Indeed, when  the  economy  is  doing  well  with  high  real  investment,  the  domestic  wealth  net  of  debt  (even leaving capital  gains  aside)  is  likely  to  increase  strongly,  even though  under  such  circumstances  the  government sector  may  be running a  surplus. 

case will  be  in the future?  My  answer  to the question  evoked in the  introduction,  about  whether there  is  anything new  with  MMT,  is  thus  in  opposition  to Palley’s  (2015,  p.  46)  response,  who surmises  that  what  is  correct  with  MMT  was  already  understood,  while  what  is  new  is  wrong. The  debate  between  Palley  and  MMT  authors  over  the  validity  of  their  respective  theoretical views  is  not  one  which  is  easy  to  disentangle.  In  my  opinion,  its  best  and  most  balanced assessment  can be found in the  review  made by  Fiebiger  (2016),  which  is  a must  read. Through hard  work  and perseverant  interventions,  a  small  number  of  MMT  authors  have managed to  attract  the  attention  of  social  media,  mainstream  media,  as  well  as  that  of politicians.  Through  the media,  they  have managed to force mainstream  macroeconomists  and central  bankers  to respond  to their  heterodox  views.  In  so doing,  they  have  been  persistent  in arguing that  the main constraint  on government  expenditure  is  not  a financial  one,  and that,  at least  under  certain  conditions,  there can be  no  default  by  a central  government,  thus  providing additional legitimacy  for  expansionary  fiscal  policies,  more precisely  additional  government expenditure,  which,  had been put  on  the  backburner  soon  after  the 2008 financial  crisis.  They must  be congratulated  for  this.  Let  us  just  hope that  all  channels  of  discussion  between  MMT authors  and  their  other  post-Keynesian  colleagues  remain open:  disagreements  on theories and  policies  are  to  be  expected,  even  thus  scholars  may  share  lots  of  common  ground.  This was  also  the conclusion  of  Nesiba (2013)  in  his  study  of  the  links  between  MMT,  postKeynesianism  and Institutionalism.   References Baumol,  W.J.,  Blinder,  A.S.,  Lavoie,  M.,  Seccareccia,  M.  (2010)  Macroeconomics:  Principles  and  Policy, First  Canadian Edition.  Toronto:  Nelson Education. Bell,  S.,  Wray,  R.L.  (2002-03)  “Fiscal  effects  on  reserves  and  the  independence  of  the  Fed.”  Journal  of Post  Keynesian Economics,  25  (2),  pp.  263-272. Bindseil,  U.,  König,  P.J.  (2013)  “Basil  J.  Moore’s  Horizontalists  and  Verticalists:  an  appraisal  25 years later.”  Review  of  Keynesian Economics, 1  (4),  pp.  383–390. Dullien,  S.,  Goodwin,  N.,  Harris,  J.M.,  Nelson,  J.A.,  Roach,  B.,  Torras,  M.  (2018)  Macroeconomics  in Context:  A  European Perspective.  London:  Routledge. Epstein,  G.A.  (2019)  What’s  Wrong with Modern Money  Theory? A  Policy  Critique.  Cham  (Switzerland); Palgrave Macmillan. Fazzari,  F.M.  (1994-95)  “Why  doubt  the effectiveness  of  Keynesian  fiscal  policy?”  Journal  of  Post Keynesian Economics,  17  (2),  pp.  231-248. Fiebiger,  B.  (2012)  “Modern money  theory  and the real-world accounting  of  1-1<0:  The U.S.  treasury  does not  spend as  per  a bank.”  Political  Economy  Research Institute,  University  of  Massachusetts  in Amherst, PERI  working paper  #  279,  January,      http://www.peri.umass.edu/fileadmin/pdf/working_papers/working_papers_251-300/WP279.pdf Fiebiger,  B.  (2016)  “Fiscal  policy,  monetary  policy  and the  mechanics  of  modern  clearing and settlement systems.”  Review  of  Political  Economy,  28 (4),  pp.  590-608. Fullwiler,  S.  (2013)  “An  endogenous  money  perspective  on the post-crisis  monetary  policy  debate.” Review  of  Keynesian Economics,  1  (2),  pp.  171-194. Fullwiler, S., Kelton,  S.,  Wray, L.R. (2012)  “Modern money  theory:  A  response to the critics.”  Political Economy  Research  Institute,  University  of  Massachusetts  in  Amherst,  PERI  working paper  # 279,  Jan,            http://www.peri.umass.edu/fileadmin/pdf/working_papers/working_papers_251-300/WP279.pdf 

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Sawyer,  M.  (2011)  “Progressive approaches  to  budget  deficits.” In  T.  Niechoj,  Ö.  Onaran,  E.   Stockhammer, A.  Truger  and T.  van Treeck  (eds),  Stabilising  an Unequal  Economy:  Public  Debt,  Financial Regulation  and  Income Distribution.  Marburg:  Metropolis-Verlag:  15-43.   Tymoigne,  E.,  Wray,  L.R.  (2015)  “Modern  Money  Theory:  A  reply  to  Palley.”  Review  of  Political  Economy, 27(1),  pp.  24-44. Wray, L.R.  (1998)  Understanding Modern Money.  Cheltenham:  Edward Elgar. Author  contact:  Marc.Lavoie@uottawa.ca   ___________________________   SUGGESTED CITATION: Lavoie,  Marc  (2019)  “Modern monetary  theory  and  post-Keynesian  economics.”  real-world economics  review,  issue no.  89,  1 October,  pp.  97-108,  http://www.paecon.net/PAEReview/issue89/Lavoie89.pdf You may post  and  read  comments  on  this  paper  at  https://rwer.wordpress.com/comments-on-rwer-issue-no-89/